Full text of ABACUS INVESTMENTS, INC.'s X-17A-5 filed 2026-01-08 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES· S£CUMffiES ANO EXCHANGE COMMISSION WashJngloo, D.C. 20549 OM Number. 3235--0123 Expires: Nov. 30, 2026 Estimated average bwden ~rs per response: 12 # ANNUAL REPORTS FORM X-17A-5 PARTIII | ~rs per response:<br>12 | | | | | |-------------------------|-----------------|--|--|--| | | SEC FILE NUMBER | | | | | | 8-46571 | | | | FACING PAGE Information Required Pursuant to Rules 17a~s, 17a-l2, and Ula-7 under the, Securities Exthange Act of 1934 | FlLING FOR THE PERIOD .BEGINNING 10/Q 1 /2024 | | ANO ENDfNG Q9/3Q/2Q25 | |--------------------------------------------------|-----------------------------|-----------------------| | | MM/DO/YY | MWOO/YV | | | A. REGISTRANT 1DENTIACATI0N | | | NAME oF FIRM: Abacus Investments, Inc. | | | | TYPE OF REGISTRANT {check all applicable boxes); | | | ~J Broker-dealer O Securtty-based'swap dealer 0 Major security-based swap participant 0 Check here if respondent *is* also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSlNESS: (Do not use a P .0. box no.) # S33 W35676 Meadow Trail | | (No. and ~eet) | | | |-----------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------|----------------------------------------------------|--------------------| | Dousman | WI | | 53118 | | | (State> | | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Frederick Hohensee | 262-431-4095 | | fehaii@hotmail.com | | {Name) | {Area Code - Telephone Number) | (Email Address) | | | | | | | | | 8. ACCOUNTANT lDENTIFJCATI0N<br>INDEPEHDENT PUBUC ACC0UN"f'.ANT whose repo.rts are contained in this filing• | | | | | Thomas Faust CPA, LLC d/b/a Thomas Faust, CPA<br>(Name - if individual, state-last, first, anq mldd~ name► | | | | | | Indiana | 47909 | | 17 4 Coldbrook Ct. | Lafayette<br>(Gty) | (State) | (Zip Codet | | 02/14/18 | | | | | (Address)<br>(Date- of Registration with PCA08l(if ao.olicable) | | 6479<br>{PCA08 Reitistration Number if aoolicable) | | accountant must be :supported by a stat-ement off.acts and circumstances relied on as the basis of the eitemption. See 17 CFR240.1.7a-5(e)(1)(ii}, if applicable. **Pel"IIOns who are to respond to the collectfon of information contained** tn **thi.s form are not required to respond unless-the form dtsplfYS e currentty,valid OM~ control numbe«'.** {1}------------------------------------------------ ##…Read the full text as markdown