DRESNER INVESTMENT SERVICES, INC. X-17A-5 (2021-03-30) — Broker-dealer annual report

Full text of DRESNER INVESTMENT SERVICES, INC.'s X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2020 {1}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2020 # C O N T E N T S | | Page | |------------------------------------------------------------------------------------------------|------| | Facing Page | 1 | | Oath or Affirmation | 2 | | Report of Independent Registered Public Accounting Firm on<br>Statement of Financial Condition | 3 | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5-8 | {2}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours oer response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **SEC FILE NUMBER B-46575** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **January** 1, **2020** AND ENDING **December** 31, **2020 MM/DD/YY A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: **Dresner Investment Services, Inc.** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **10 S. LaSalle St., Ste. 2170** (No. and Street) Chicago Illinois (City) (State) **MM/DD/YY** OFFICIAL USE ONLY FIRM I.D. NO. **60602** (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Brian Ytterberg 312-780-7239 **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Jesser, Ravid, Jason, Basso and Farber, LLP (Name - *if individual, state last, first, middle name)* (Area Code - Telephone Number) **150 N. Wacker Dr., Ste. 3100 Chicago Illinois 60606** (Address) (City) **CHECK ONE: Iv'** I Certified Public Accountant □Public Accountant □Accountant not resident in United States or any of its possessions. **FOR OFFICIAL USE ONLY** (State) (Zip Code) *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collect…

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