Full text of OSAIC INSTITUTIONS, INC.'s X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | 8-46661 | | |---------|--| | 01/01/2025<br>12/31/2025 | | | | | | |----------------------------------|-----------------------|-------|--------------------------|--|--| | | | | | | | | | | | | | | | OSAIC | INSTITUTIONS,<br>INC. | | | | | | ■ | | | | | | | | | | | | | | 538<br>PRESTON<br>AVENUE | | | | | | | | | | | | | | MERIDEN<br>CT | | 06450 | | | | | | | | | | | | | | | | | | | CHRIS<br>MITCHELL | 480-489-6024 | | chris.mitchell@osaic.com | | | | | | | | | | | | | | | | | | DELOITTE<br>&<br>TOUCHE<br>LLP | | | | | | | | | | | | | | 100<br>S<br>MILL<br>AVE<br>#1800 | TEMPE | AZ | 85281 | | | | | | | | | | | 10/20/2003 | | 34 | | | | | | | | | | | {1}------------------------------------------------ | CHRIS MITCHELL | | | |----------------|--------------------------|--| | | OSAIC INSTITUTIONS, INC. | | DECEMBER 31, <sup>025</sup> cmitchell Digitally signed by cmitchell CORPORATE TREASURER & FINANCIAL OPERATIONS PRINCIPAL Date: 2026.02.20 11:53:51 -07'00' - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION AND RELATED NOTES Osaic Institutions, Inc. (SEC File Number 8-46661) (An indirect wholly owned subsidiary of Osaic Holdings, Inc.) As of December 31, 2025 With Report of Independent Registered Public Accounting Firm {3}------------------------------------------------ # **Osaic Institutions, Inc. (An indirect wholly owned subsidiary of Osaic Holdings, Inc.) Table of Contents December 31, 2025** | | Page | |---------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statement | | | Statement of Financial Condition | 2 | | Notes to Financial Statement | 3 | {4}------------------------------------------------ ## GLOSSARY Certain terms and abbreviations used throughout this report are defined below. | Term or abbreviation | Definition | |--------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------| | ASC | Accounting Standards Codification | | ASU | Accounting Standards Update | | CODM | Chief Operating Decision Maker | | FASB | Financial Accounting Standards Board | | FINRA | Financial Industry Regulatory Authority | | GAAP | Generally Accepted Accounting Principles | | Net Capital Rule | SEC Uniform Net Capit…Read the full text as markdown