Full text of METRIC FINANCIAL INC.'s X-17A-5 filed 2022-03-18 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-46684 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | /<br>/<br>0<br>1<br>0<br>1<br>2<br>0<br>2<br>1 | 1<br>A<br>N<br>D<br>E<br>N<br>D<br>IN<br>G | /<br>/<br>2<br>3<br>1<br>2<br>0<br>2<br>1 | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------|----------------------------------------------------------------------------|--|--|--| | FI<br>LI<br>N<br>G<br>F<br>O<br>R<br>TH<br>E<br>PE<br>RI<br>O<br>D<br>BE<br>G<br>IN<br>N<br>IN | G<br>M<br>M<br>/D<br>D/<br>YY | | | | | | | | IS<br>A<br>RE<br>G<br>TR<br>A<br>NT<br>I<br>D<br>EN<br>T | IC<br>IF<br>A<br>TI<br>O<br>N | | | | | | F<br>i<br>I<br>M<br>t<br>i<br>o<br>r<br>am<br>t<br>w | n<br>a<br>n<br>e | t<br>n<br>c<br>c<br>r | i<br>l<br>i<br>a<br>c | | | | | TY<br>PE<br>O<br>F<br>RE<br>G<br>IS<br>TR<br>A<br>NT<br>(c<br>he<br>ck<br>ll<br>a<br>ap<br>[<br>B<br>ke<br>de<br>al<br>S<br>it<br>[l<br>ro<br>r-<br>e<br>r<br>ec<br>ur<br>y-<br>Ch<br>if<br>D<br>k<br>he<br>de<br>is<br>lso<br>nt<br>ec<br>re<br>re<br>sp<br>on<br>a<br>a | pl<br>ic<br>ab<br>le<br>b<br>):<br>ox<br>es<br>ba<br>d<br>d<br>le<br>ea<br>r<br>se<br>sw<br>ap<br>OT<br>C<br>de<br>riv<br>at<br>ive<br>de<br>al<br>n<br>s<br>er | D<br>M<br>aj<br>rit<br>ba<br>o<br>r<br>se<br>cu<br>y- | d<br>tic<br>i<br>nt<br>se<br>sw<br>ap<br>p<br>ar<br>pa | | | | | SS<br>O<br>C<br>CE<br>O<br>A<br>D<br>D<br>RE<br>F<br>PR<br>IN<br>IP<br>A<br>L<br>PL<br>A | SI<br>ES<br>S:<br>(<br>F<br>BU<br>N<br>D<br>t<br>o<br>no<br>us<br>e<br>a | O<br>P.<br>bo<br>.)<br>x<br>no | | | | | | S<br>h<br>i<br>l<br>h<br>R<br>D<br>S<br>i<br>6<br>2<br>5<br>0<br>t<br>o<br>u<br>, | R<br>3<br>0<br>3<br>e<br>o<br>o<br>m<br>, | | | | | | | | (N<br>nd<br>S<br>t}<br>tr<br>o.<br>a<br>ee | | | | | | | A<br…Read the full text as markdown