Full text of ICBC STANDARD SECURITIES INC.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # ICBC Standard Securities Inc. A wholly owned subsidiary of ICBC Standard NY Holdings Inc. Audited Statement of Financial Condition December 31, 2025 Filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ # Contents | Facing Page | 1 | |---------------------------------------------------------|---| | Oath or Affirmation | 2 | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5 | {2}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | |------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|--------------------------------------------|-----------------------------------------| | | ANNUAL REPORTS | | | | FORM X-17A-5<br>PART III | | | 8-46816 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | FILING FOR THE PERIOD BEGINNING | 01/01/25 | AND ENDING | 12/31/25 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM:<br>ICBC Standard Securities Inc.<br>TYPE OF REGISTRANT (check all applicable boxes): | | | | | ڧƷBroker-dealer | ڧƷSecurity-based swap dealer | | ڧƷMajor security-based swap participant | | ڧƷCheck here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>1185 6th Avenue, Suite 1505<br>(No. and Street) | | | | | New York | New York | 10036 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Qian Wang | 212-407-5002 | qian.wang@icbcstandard.com | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Rayfield & Licata, PC | | | | | (Name – if individual, state last, first, and middle name) | | | | | 25B Vreeland Road, Suite 104 | Florham Park | NJ | 07932 | | (Address) | (City) | (State) | (Zip Code) | | 1/11/2005 | 1442 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB…Read the full text as markdown