Full text of MONTROSE SECURITIES INTERNATIONAL's X-17A-5 filed 2026-01-16 (period 2025-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response : 12 SEC FILE NUMBER 8-46821 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** 11/01/24 10/31/25 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_ \_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** Montrose Securities International NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer 0 Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1 Harbor Drive, Suite 300 (No. and Street) Sausalito, CA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 94965 (Zip Code) Philip Leung { 415) 265-0435 pleung@montroseintl.com (Name) (Area Code - Telephone Number) {Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• DCPA (Name - if individual, state last, first, and middle name) 2121 Avenue of the Stars #800 Century City, CA 90067 (Address) (City) (State) (Zip Code) 09/15/2020 6567 rte of Regist,atio, with **PCAOB)(if** applicable) **FOR OFFICIAL USE ONLY (PCAOB Registratioo N,mbe,,** if **applicable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this** form **are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH **OR AFFIRMATION** | I, Philip Leung | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------|--|----|-----------------------------------------------------------------------------------|-------| | | | | financial report pertaining to the firm of Montrose Securities International | as of | | 10/31 | | 2~ | is true and correct. I further swear (or affirm) th…Read the full text as markdown