Full text of DBS VICKERS SECURITIES (USA) INC.'s X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS | | | OM APPROVAL<br>ONAR Number: 3235-0123<br>Expires: Nov. 90, 2026<br>Estimated average burden<br>hours per reportse: 12 | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|-----------------------|----------------------------------------------| | | | | | SEC ALE NUMBER | | | FORM X-17A-5 | | | 8-33640 | | | | | | PART III | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | AND ENDING 12/31/24<br>FILING FOR THE PERIOD BEGINNING 01/01/24 | | | | | | | | | MM/DD/YY | | | MM /DO /YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: DBS VICKERS SECURITIES (USA) INC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes);<br>@ Broker-dealer Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | Major security-based swap participant | | 777 THIRD AVENUE. SUITE 1701 | | | | | | | | | (No. and Street) | | | | | NEW YORK | | NY | | | 10017 | | LART | | bale) | | | (Zip Code) | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | MICHAELT MARRONE 646-930-1906 | | | MCHAELMARRONE@DBS.COM | | | Namel | (Area Code-Telephone Number) | | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this fillng®<br>WITHUMSMITH+BROWN. PC | | | | | | | | | (Name - If individual, state last, first, and middle name) | | | | | 200 JEFFERSON PARK, SUITE 400 WHIPPANY | | | | NJ | 07981-11070 | | (Address) | | (CN) | | Frank | (Zig Code) | | 10/08/2003 | | | 100 | | | | (Oste of Registration with PCADS)(If age cable) | | | | | (PCAOB Registration Number, if a pplicatile) | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be…Read the full text as markdown