# COWEN EXECUTION SERVICES LLC X-17A-5 (2019-03-01) — Broker-dealer annual report

- Company: COWEN EXECUTION SERVICES LLC
- Form: X-17A-5
- Filed: 2019-03-01
- Period: 2018-12-31
- Accession: 0000917380-19-000004
- CIK: 917380
- File #: 8-46838
- Material weakness: Yes
- Auditor: KPMG LLP
- Auditor location: New York, NY
- Contact: Ira Lupkin
- Phone: 6466903234
- Signed by: Daniel Charney (Chief Executive Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/917380/000091738019000004/SFCNotesV3.pdf

---

X-17A-5

 0000917380
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 Y

 COWEN EXECUTION SERVICES LLC

 599 LEXINGTON AVENUE
 21 FLOOR
 NEW YORK
 NY
 10022

 Ira Lupkin
 6466903234

 KPMG LLP

 345 Park Avenue
 New York
 NY
 10154

 Certified Public Accountant

 Daniel Charney
 COWEN EXECUTION SERVICES LLC
 12-31-2018
 Daniel Charney
 Chief Executive Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.