Full text of CASCADE INVESTMENT GROUP, INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## CASCADE INVESTMENT GROUP, INC. ## REPORT PURSUANT TO RULE 17a-5 ## FINANCIAL STATEMENTS ## REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ## DECEMBER 31, 2025 {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | ## SEC FILE NUMBER 8-46943 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |-----------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|-----------------------------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2025 | | 12/31/2025 | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Cascade Investment Group, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes): | Broker-dealer<br>_ Check here if respondent is also an OTC derivatives dealer | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 444 E. Pikes Peak Avenue, Suite 200 | | | | | | (No. and Street) | | | | Colorado Springs | CO | | 80903 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Robert Wrubel | 719-632-0818 | | rwrubel(@ciginc.net | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Haynie & Company | | | | | | (Name - if individual, state last, first, and middle name) | | | | 1785 West 2320 South | Salt Lake City | | 84119 | | (Address) | (City) | (State) | (Lip Code) | | 10/20/2003 | | STORES 4575811095 HAS VITYO 2-811 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons w…Read the full text as markdown