Full text of STORMHARBOUR SECURITIES LP's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | | | |---------------------------|------------------|--| | OMB Number: | 3235-0123 | | | Expires: | October 31, 2023 | | | Estimated average burden | | | | hours per response 12.00 | | | SEC FILE NUMBER 8-46999 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR THE PERIOD BEGINNING 01/01/20 MM/DD/YY A. REGISTRANT IDENTIFICATION AND ENDING 12/31/20 MM/DD/YY NAME OF BROKER-DEALER: StormHarbour Securities LP ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 575 Fifth Avenue, Floor 16 (No. and Street) 10017 (City) New York NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT 212-905-2505 FREDRICK J CHAPEY, JR. (Area Code - Telephone Number) ## B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Raich Ende Malter & Co. LLP | | (Name - if individual, state last, first, middle name) | | | |---------------|--------------------------------------------------------|---------|------------| | 1375 Broadway | New York | | 10018 | | (Address) | (City) | (State) | (Zip Code) | (Address) (City) CHECK ONE: Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. ## FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) (State) NY (Zip Code) OFFICIAL USE ONLY FIRM I.D. NO. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I Frednck J. Chapey, Jr. | and a such such for affirm) that, to the best of | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------…Read the full text as markdown