Full text of BEEKMAN SECURITIES, INC.'s X-17A-5 filed 2021-02-11 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGECOMMlSSfON Washington, D.C. 20549** | | 0 MB APPROVAL | | |--------------|---------------|----------------------------| | 0 MB Number: | | 3235-0123 | | Expires: | | October 31, 2023 | | | | Estimated average burden | | | | hours oer response 12.00 | | | | | # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | | SEC FILE NUMBER | |----|-----------------| | 8- | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNTNGO1 /01 /20 | ---------- | | -----------<br>AND ENDING 12/31 /20 | | |-------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|-------------------------------------|--| | - | MMIDD/YY | | MMIDD/YY | | | | A. REGISTRANT IDENTIFICAtIO,N | | | | | NAME oF BROKER-DEALER: Beekman Securities, Inc. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 2 Greenwich Office Park, Suite 300 | | | | | | | (No. and Street) | | | | | <Greemwibh | at | | 06831 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | (Area Code - Telephone Numh<lr) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | | | | | | | | | | (Name - if individual, sla/e last, first, middle name) | | | | | 244 West 54th Street | NY | NY | 10019 | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | Certified Public Accountant | | | | | | IV I<br>Public Accountant | | | | | | Adeptus Partners<br>CHECK ONE:<br>B<br>Accountant not resident in U uited States or any of its possessions. | | | | | *\*Claims for exemprion from the requirement thai the annual report be covered by the opinion of an independent public accountant* mus/ *be supported by a statement of.facts and circumslances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}------------------------------------------------…Read the full text as markdown