# BEEKMAN SECURITIES, INC. X-17A-5 (2023-03-01) — Broker-dealer annual report

- Company: BEEKMAN SECURITIES, INC.
- Form: X-17A-5
- Filed: 2023-03-01
- Period: 2022-12-31
- Accession: 0000920974-23-000001
- CIK: 920974
- File #: 8-47069
- Type: Broker-dealer
- Material weakness: No
- Auditor: Mercurius & Associates, LLP
- Auditor location: Delhi, K7
- Contact: Robert Solomon
- Phone: 9173289568
- Email: info@masllp.com
- Website: beekmansecuritiesinc.com
- Signed by: Robert Solomon (Managing Director)

Original filing: https://www.sec.gov/Archives/edgar/data/920974/000092097423000001/report1.pdf

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**UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 

# **ANNUAL REPORTS FORM X-17A-S**

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| Expires: Oct. 31, 2023   |  |
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SEC FILE NUMBER

| FORM X-17A-S                                                                                                    |                                         |
|-----------------------------------------------------------------------------------------------------------------|-----------------------------------------|
| PART Ill                                                                                                        |                                         |
| FACING PAGE                                                                                                     |                                         |
| Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934       |                                         |
| FILING FOR THE PERIOD BEGINNING 01 /01 /22                                                                      | AND ENDING 12/31 /22                    |
| MM/DD/YY                                                                                                        | MM/DD/YY                                |
| A. REGISTRANT IDENTIFICATION                                                                                    |                                         |
| NAME oF FIRM: Beekman Securities, Inc.                                                                          |                                         |
| ~<br>OF REGISTRANT (check all applicable boxes):                                                                |                                         |
| A Broker-dealer<br>D Security-based swap dealer<br>0 Check here if respondent is also an OTC derivatives dealer | D Major security-based swap participant |

ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)

### 177 West Putnam

|           | (No. and Street) |            |
|-----------|------------------|------------|
| Greenwich | CT               | 06831      |
| (City)    | (State)          | (Zip Code) |

PERSON TO CONTACT WITH REGARD TO THIS FILING

| Robert Solomon | 917.328.9568                  | robert@beekmansecuritiesinc.com |  |
|----------------|-------------------------------|---------------------------------|--|
| (Name)         | (Area Code -Telephone Number) | (Email Address)                 |  |

**B. ACCOUNTANT IDENTIFICATION** 

INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*

## Mercurius &-Associates, LLP

(Name - if individual, state last, first, and middle name)

A-9418 Wazfrpur Industrial Area, Main Ring Road, Delli-110052 India

| (Address)                                        | (City)                | (State) | (Zip Code)                                 |
|--------------------------------------------------|-----------------------|---------|--------------------------------------------|
| 02/10/2009                                       |                       | 3223    |                                            |
| (Date of Registration with PCAOB)(if applicable) |                       |         | (PCAOB Registration Number, if applicable) |
|                                                  | FOR OFFICIAL USE ONLY |         |                                            |

• Cla ims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the **basis** of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable.

**Persons who are to respond to the collection of information contained** in **this** form **are not required to respond unless the form displays a currently valid 0MB** control **number.** 

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#### **OATH OR AFFIRMATION**

| I, Robert Solomon | swear (or affirm) that, to the best of my knowledge and belief, the |  |
|-------------------|---------------------------------------------------------------------|--|
|                   |                                                                     |  |

financial report pertaining to the firm of Beekman Securities, Inc. as of 12/31 2~ is true and correct. I further swear (or affirm) that neither the company nor any

partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer.

LYNETTE FEDERER **Notary** Public, State of **New York**  No.01FE4831645 Qualified in New York County c~;;z:::

Signatur<B~o --- Title:

Managing Director

Notary Public

#### **This filing•• contains (check all applicable boxes):**

- **iii** (a) Statement of financial condition.
- iii!i (b) Notes to consolidated statement of financial condition.
- **iii!i** (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in§ 210.1-02 of Regulation S-X).
- **iii!i** (d) Statement of cash flows.
- iii!i (e) Statement of changes in stockholders' or partners' or sole proprietor's equity.
- D (f) Statement of changes in liabilities subordinated to claims of creditors.
- **iii!i** (g) Notes to consolidated financial statements.
- I!!! (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable.
- D (i) Computation of tangible net worth under 17 CFR 240.18a-2.
- iii!i (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3.
- D (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable.
- D (I) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3.
- **iii!i** (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3.
- D (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable.
- iii!i (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist.
- D (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition.
- **iii!i** (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable.
- D (r) Compliance report in.accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- I!!! (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- D (t) Independent public accountant's report based on an examination of the statement of financial condition.
- **iii!i** (u) Independent public accountant's report based on an examination of the financial report or financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable.
- D (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- iii!i (w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- D (x) Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.15c3-le or 17 CFR 240.17a-12, as applicable.
- D (y) Report describing any material inadequacies found to exist or found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k). <sup>D</sup>(z) Other: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_

*\*\*To request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5{e}{3) or 17 CFR 240.18a-7(d)(2), as applicable.* 

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### **BEEKMAN SECURITIES, INC. HNANCIAL STATEMENTS**  December 31, 2022

#### **TABLE OF CONTENTS**

#### Content

SEC FORM X-17A-5

Report of Independent PCAOB Registered Public Accounting Firm

Statement of Financial Condition Statement of Operations Statement of Changes in Stockholders' Equity Statement of Cash Flows Notes to Financial Statements Supplemental Information Computation of Net Capital Computation for Determination of Reserve Requirements Under Rule 15c3-3 Information Relating to Processing or Control Requirements under Rule 15c3-3

Report -Independent PCAOB Registered Public Accounting Firm

Exemption Report


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