Full text of WNC CAPITAL CORPORATION's X-17A-5 filed 2026-06-24 (period 2025-08-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements (With Supplementary Information) and Report of Independent Registered Public Accounting Firm August 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ### ANNUAL REPORTS FORM X-17A-5 PART III sec file number 8-47101 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 08/31/25 filing for the period beginning \_09/01/24 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: WNC CAPITAL CORPORATION TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 17782 Sky Park Circle | | CA | | 92614 | |--------------------------------------------------|--------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | (State) | | (Zip Code) | | | | | | | | | mwenk(@wncinc.com | | | | | | | | | | | | | | | | | | | | | 94597 | | | | | (Zip Code) | | 474 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | | | Novogradac & Company LLP<br>1255 Treat Blvd. Suite 410 | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>949-236-8171<br>(Area Code - Telephone Number)<br>Walnut Creek<br>(City)<br>FOR OFFICIAL USE ONLY | (Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>CA<br>(State) | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to resp…Read the full text as markdown