Full text of MFR SECURITIES, INC.'s X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ ## UNITED ST A n;s SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 10549 | | OMB APPROVAL | | |--------------------------------------|-----------------|--| | OMB Number: | 3235-0123 | | | Expires:<br>Estimated average burden | August 30, 2020 | | | hours per response | 12.00 | | 8- 47J86 SEC fll.£ NUMBER ## ANNUAL AUDITED REPORT FORM X-17A-S PART Ill FACING PAGE ## Information Required of Brokers and Dealers Pursuaat to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | REPORT FOR THE PERIOD BEOINNING _____ | uii01Li1u.:/2!<.!o0u.l z_9 | __<br>----AND<br>ENDING | __<br>_<br>_ul2/"-'3u.lzef2~0~o19=: | |------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------------|-------------------------------------| | | MMIDDfVY | | MMIDDIVY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER:<br>MFR Securities, Inc. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF ·BUSINESS: (Do not use P.O. Box No.) | FIRM 1.0. NO. | | | | 630 Third Avenue. Suite 1203 | | | | | New York | 10017 | | | | (City) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | George R.Jmirez | | | (212) 416-5036 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | | Reynolds & Rowella, LLP | | | | | | {Name -I/ Individual. 11011! last, first. ,.,;ddte ,_) | | | | 51 Locust Avenue- Suite 303 | New Canaan | CT | 06&40 | | (Address) | (City) | (Stale) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountants<br>IE<br>0<br>Public Accountant<br>0<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | *•Claims for exemption from the requirement that the anmwl report be covered by the opinion of* m1 *independent public accountant must be supported* by *a statement of facts ond clrcumslonces relied on as* rhe *basis for the exemption. See Section 240. I 7o-5(e)(2)* > Potential persons who are to respond to the collection of Information contained In thla fc•rm are not required to reepond unless the form displays a currently valid OMB control number. SEC 1410 (06-<l2} {2}------…Read the full text as markdown