GEORGE K. BAUM & COMPANY X-17A-5 (2019-12-23) — Broker-dealer annual report

Full text of GEORGE K. BAUM & COMPANY's X-17A-5 filed 2019-12-23 (period 2019-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: GEORGE K. BAUM & COMPANY
• Form: X-17A-5
• Filed: 2019-12-23
• Period: 2019-10-31
• Accession: 0000922113-19-000150
• CIK: 922113
• File #: 8-47195
• Material weakness: No
• Auditor: BKD LLP
• Auditor location: Kansas City, MO
• Contact: Dana Bjornson
• Phone: 816.283.5240
• Signed by: Dana L Bjornson (EVP and Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000922113 XXXXXXXX LIVE true false false 11-01-2018 10-31-2019 Broker-dealer N GEORGE K. BAUM & COMPANY 4801 MAIN STREET SUITE 500 KANSAS CITY MO 64112 Dana Bjornson 816.283.5240 BKD LLP 1201 Walnut Street, Suite 1700 Kansas City MO 64106 Certified Public Accountant Dana L Bjornson GEORGE K. BAUM & COMPANY 10-31-2019 Dana L Bjornson EVP and Chief Financial Officer Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5/A — 2020-01-02
• X-17A-5/A — 2018-12-28
• X-17A-5 — 2018-12-21
• X-17A-5 — 2017-12-22
• X-17A-5 — 2016-12-28
• X-17A-5 — 2016-08-01
• X-17A-5 — 2014-12-29
• X-17A-5 — 2013-12-26
• X-17A-5 — 2012-12-28
• X-17A-5 — 2011-12-28
• X-17A-5 — 2010-12-30
• X-17A-5 — 2009-12-24

Original filing on SEC EDGAR (source of record)