Full text of MUTUAL OF OMAHA INVESTOR SERVICES, INC.'s X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ MUTUAL OF OMAHA INVESTOR SERVICES, INC. (A wholly owned subsidiary of Mutual of Omaha Holdings, Inc.) (S.E.C. I.D. No. 08-47290) STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2025, AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\* > Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC Document {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | A BRAND A BROAD BOOK OF COLLECTION OF COLLECTION OF | |-----------------------------------------------------| | SEC FILE NUMBER | | 8-47290 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 Filing for the period beginning 01/01/2025 AND ENDING 12/31/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Mutual of Omaha Investor Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): O Security-based swap dealer @ Major security-based swap participant Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3300 Mutual of Omaha Plaza (No. and Street) Omaha NE 68175-1020 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING 402-212-9470 Evan Bees evan.bees@mutualofomaha.com (Name) (Area Code - Telephone Number) (Fmail Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Deloitte & Touche LLP (Name - if individual, state last, first, and middle name) 110 Capital Avenue, Suite 300 Omaha 68102 NE (Address) (City) (State) (Zip Code) 10/20/2003 #34 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFF…Read the full text as markdown