Full text of MM ASCEND LIFE INVESTOR SERVICES, LLC's X-17A-5 filed 2026-02-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ::. MassMutual Ascend # MM ASCEND LIFE INVESTOR SERVICES, LLC Financial Statements Year Ended December 31, 2025 with Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | SEC FILE NUMBER FACING PAGF Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 1/1/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: MM Ascend Life Investor Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): | Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 191 Rosa Parks | | |----------------|--| |----------------|--| | | (No. and Street) | | | | |--------------------------------------------------|------------------------------------------------------------|------|----------------------|--------------------------------------------| | Cincinnati | | Ohio | | | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Peter Nerone | 513-361-9525 | | pnerone@mmascend.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | KPMG LLP | (Name - if individual, state last, first, and middle name) | | | | | 312 Walnut Street Suite 3400 Cincinnati | | | Ohio | 45202 | | (Address) | (City) | | (State) | (Zip Code) | | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Peter Nerone | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------|--|---------------------------------------------…Read the full text as markdown