Full text of ASCENSUS BROKER DEALER SERVICES, LLC's X-17A-5 filed 2026-03-04 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ASCENSUS BROKER DEALER SERVICES, LLC (SEC I.D. No. 8-47312) Statement of Financial Condition As of December 31, 2025 And Report of Independent Registered Public Accounting Firm File pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934, as amended as a PUBLIC DOCUMENT {1}------------------------------------------------ ## ASCENSUS BROKER DEALER SERVICES, LLC Statement of Financial Condition Pursuant to Securities and Exchange Commission Rule 17a-5 ### Table of Contents | | Page(s) | |---------------------------------------------------------|---------| | Facing Page and an Oath and Affirmation | | | Report of Independent Registered Public Accounting Firm | | | Statement of Financial Condition | | | Notes to Statement of Financial Condition | 2-5 | {2}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-47312 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/25 filing for the period beginning 01/01/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Ascensus Broker Dealer Services, LLC TYPE OF REGISTRANT (check all applicable boxes): ത O Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 95 Wells Avenue, Suite 160 (No. and Street) Newton 02459 MA (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING 215-648-5202 Denise M Gingolaski denise.gingolaski@ascensus.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Baker Tilly US, LLP (Name – if individual, state last, first, and middle name) One Penn Plaza, Ste 3000 NY 10119 New York (Address) (City) (State) (Zip Code) 10/22/2003 23 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1)(ii), if applicable. Persons who are…Read the full text as markdown