Full text of ANZ SECURITIES, INC.'s X-17A-5 filed 2025-11-25 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-47390 | I **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 10/01/2024 | 09/30/2025<br>AND ENDING | | | | | |---------------------------------|------------|--------------------------|--|--|--|--| | | MM/DD/VY | MM/DD/VY | | | | | | | | | | | | | **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: \_AN\_Z\_\_S\_e\_cu\_r\_t\_i\_ei s\_, \_ln\_\_ c. \_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 277 Park Avenue, Floor 31 | (No. and Street) | | | | |-------------------------------|--------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | NY | | 10172<br>(Zip Code) | | | (State) | | | | | | | | | | 646-84 7-4520 | ANZ.America.RegReporting@anz.com | | | | (Area Code -Telephone Number) | (Email Address) | | | | | | | | | s, LLP | | | | | | | | | | New York | NY | 10167 | | | (City) | (State) | (Zip Code) | | | | 127 | | | | | | (PCAOB Reg;,t,aUo" N,mbe,, ;f appUcableJ | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Alexander Karpukhn i<br>PKF O'Connor Davei | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name -if individual, state last, first, and middle name) | | **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0M…Read the full text as markdown