Full text of PRIVATE PORTFOLIO, INC.'s X-17A-5 filed 2026-01-16 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements And Independent Auditor's Report Year Ended December 31, 2025 {1}------------------------------------------------ ## Table of Contents | | Page | |----------------------------------------------------------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | | | Audited Financial Statements: | | | Statement of Financial Condition | | | Statement of Income | 3 | | Statement of Changes in Stockholder's Equity | | | Statement of Cash Flows | | | Notes to Financial Statements | | | Other Financial Information: | | | Schedule I - Computation of Net Capital Pursuant to Rule 15c3-1 | | | Schedule II - Computation for Determination of Reserve<br>Requirements Pursuant to Rule 15c3-3 | | | Schedule III - Information Relating to the Possession<br>or Control Requirements Pursuant to Rule 15c3-3 | | | Assertions Regarding Exemption Provisions | | | Report of Independent Registered Public Accounting Firm. | | {2}------------------------------------------------ UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-47421 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/2025 12/31/2025 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION Private Portfolio, Inc. NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer [ Security-based swap dealer | Major security-based swap participant O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 7816 Ivanhoe Ave. Ste #10 (No. and Street) La Jolla CA 92037 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Eduardo Tovar 858-551-2071 etovar@privateportfolio.com (Name) (Email Address) (Area Code - Telephone Number) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Brian W. Anson, CPA (Name -- if individual, state last, first, and middle name) 18455 Burbank Blvd. #406 Tarzana CA 91356 (Address) (City) (State) (Zip Code) September 15, 2005 2370 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Clai…Read the full text as markdown