# DUFF & PHELPS SECURITIES LLC X-17A-5 (2019-02-28) — Broker-dealer annual report

- Company: DUFF & PHELPS SECURITIES LLC
- Form: X-17A-5
- Filed: 2019-02-28
- Period: 2018-12-31
- Accession: 0000928873-19-000002
- CIK: 928873
- File #: 8-47558
- Material weakness: No
- Auditor: CohnReznick LLP
- Auditor location: New York, NY
- Contact: Christine Sebastiano
- Phone: 9737758258
- Signed by: Christine Sebastiano (Director, Finance)

Original filing: https://www.sec.gov/Archives/edgar/data/928873/000092887319000002/DPS2018SEC.pdf

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X-17A-5

 0000928873
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 DUFF & PHELPS SECURITIES LLC

 311 S. WACKER DRIVE
 SUITE 4200
 CHICAGO
 IL
 60606

 Christine Sebastiano
 9737758258

 CohnReznick LLP

 1301 Avenue of the Americas
 New York
 NY
 10019

 Certified Public Accountant

 Christine Sebastiano
 DUFF & PHELPS SECURITIES LLC
 12-31-2018
 Christine Sebastiano
 Director, Finance
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.