STERLING SMITH CORPORATION X-17A-5 (2020-02-26) — Broker-dealer annual report

Full text of STERLING SMITH CORPORATION's X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: STERLING SMITH CORPORATION
• Form: X-17A-5
• Filed: 2020-02-26
• Period: 2019-12-31
• Accession: 0000938401-20-000002
• CIK: 938401
• File #: 8-48058
• Material weakness: No
• Auditor: EEPB, P.C.
• Auditor location: Houston, TX
• Contact: Sterling R. Smith
• Phone: )713) 861-6500
• Signed by: Sterling R. Smith (CFO/President)

Document text (excerpt)

X-17A-5 0000938401 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N STERLING SMITH CORPORATION 4326A SCOTLAND HOUSTON TX 77007 Sterling R. Smith )713) 861-6500 EEPB, P.C. 2950 North Loop West Suite 1200 Houston TX 77092 Certified Public Accountant Sterling R. Smith STERLING SMITH CORPORATION 02-26-2020 Sterling R. Smith CFO/President Y

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• X-17A-5 — 2023-02-16
• X-17A-5 — 2022-02-16
• X-17A-5 — 2021-02-26
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-02-27
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-02-26
• X-17A-5 — 2014-02-28

Original filing on SEC EDGAR (source of record)