AURORA CAPITAL LLC X-17A-5 (2021-05-04) — Broker-dealer annual report

Full text of AURORA CAPITAL LLC's X-17A-5 filed 2021-05-04 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ Aurora Capital LLC Financial Statement For the Year Ended December 31, 2020 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number. 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-48069 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING ___ | | __ 1_2_/3_1_/_2_0 _<br>_<br>_ _ | | |-------------------------------------------------------------------|-------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | MM/DD/YY | | MM/DD/VY | | | | | | | | NAME oF BROKER-DEALER: Aurora Capital LLC<br>OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM 1.0. NO. | | | | | | | | (No. and S trcct) | | | | | NY | | 11932-1167 | | | (State) | | (Zip Code) | | | | | (917) 8347206-6~00 | | | | | (Arca Code - Telephone Number) | | | | | | | | | | | | | | | | | | | | | | | North ridge, | CA | 91324 | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | o_1_1_0_1_;2_0 _<br>354 Widow Gavits Road PO Box 1167 | ___<br>AND ENDING _<br>A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO TH1S REPORT<br>B. ACCOUNTANT IDENTJFICA TION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>Alvarez & Associates, Inc. Certified Public Accountants<br>(Name - if individual , sta le /a.,t, first, middle name)<br>Accountant not resident in United States or any of its possessions .<br>FOR OFFICIAL USE ONLY | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must he supported by a statement o…

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