ATLANTIC - PACIFIC CAPITAL, INC. X-17A-5 (2025-05-20) — Broker-dealer annual report

Full text of ATLANTIC - PACIFIC CAPITAL, INC.'s X-17A-5 filed 2025-05-20 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER ## FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 MM/DD/YY A. REGISTRANT IDENTIFICATION MM/DD/YY ATLANTIC-PACIFIC CAPITAL INC. NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Check here if respondent is also an OTC derivatives dealer Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) ONE DOCK STREET, SUITE 404 STAMFORD (City) (No. and Street) CT (State) PERSON TO CONTACT WITH REGARD TO THIS FILING ANTHONY BOSSONE 203-861-5480 (Name) 06902 (Zip Code) TBOSSONE@APCAP.COM (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* REYNOLDS & ROWELLA, LLP 51 LOCUST AVENUE (Address) 04/23/2009 (Name - if individual, state last, first, and middle name) NEW CANAAN CT 06840 (City) (State) 3448 (Zip Code) (Date of Registration with PCAOB) (if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I ANTHONY BOSSONE financial swear (or affirm) that, to the best of my knowledge and belief, the report pertaining to the firm of ATLANTIC-PACIFIC CAPITAL INC. ,as of 12/31 \_2024, is true and correct. <sup>I</sup> further swear (or afirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of <sup>a</sup> customer. JASPER MUI NOTARY PUBLIC My Commission Expires Aug. 31, 2025 opt Si…

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