Full text of WESTPORT FINANCIAL SERVICES, L.L.C.'s X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ 'PUBLIC' UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | OMB APPROVAL OMB Number 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | | FACING PAGE | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 193 | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/24<br>AND ENDING 12/31/24 | | | | | | | | MM/DD/YY<br>MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Westport Financial Services, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-deal<br>_ Security-based swap deale __ Major security-based swap participa<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 4651 Salisbury Rd, Suite 410 | | | | | | | | (No. and Stree | | | | | | Jacksonville | L | | 32256 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jeanne R. Heller | (203) 653-2432<br>jeanneheller@westporthrh.com | | | | | | (Name) | (Area Code Telephone Number) | (Email Address) | | | | | | B. Accountant IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Withum Smith+Brown, PC | | | | | | | 1411 Broadway, 9th Floor New York | (Name - if individual, state last, first, and middle name) | NY | 1007 | | | | (Address) | (City) | (State) | (Zip Code | | | | 10/08/03 | | 100 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable Persons who are to respond to the collection of information contained in this form are not required to respond u…Read the full text as markdown