Full text of PETERS & CO. EQUITIES INC.'s X-17A-5 filed 2025-12-01 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC - | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|-------------------------|-----------------|--|--| | 10/01/24<br>AND ENDING | | | 09/30/25 | | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | PETERS & CO. EQUITIES INC.<br>NAME OF FIRM: | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>_ Major security-based swap participant<br>Broker-dealer<br>O Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 2300 JAMIESON PLACE, 308 FOURTH AVE SW | | | | | | | | (No. and Street) | | | | | | CALGARY | | ALBERTA, CANADA T2P 0H7 | | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | ANN M. DRISCOLL, CA (403) 261-2229<br>ADRISCOLL@PETERSCO.COM | | | | | | (Name) | (Email Address)<br>(Area Code - Telephone Number) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>ERNST & YOUNG CHARTERED PROFESSIONAL ACCOUNTANTS | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | CALGARY CITY CENTRE 2200-215 2ND STREET CALGARY | | | ALBERTA T2P 1M4 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 05/04/2004 | 1263 | | | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of inf…Read the full text as markdown