Full text of CLIFTONLARSONALLEN WEALTH ADVISORS, LLC's X-17A-5/A filed 2022-03-09 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires; Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | SEC FILE NUMBER | | |-----------------|--| | B-48239 | | | | | | (No. and Street) | | | | | |-------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------|--| | Minneapolis | MN | | 55402 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jaclyn Van Horrick 612-376-4531 | | | jaclyn.vanhomick@claconnect.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Boulay PLLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 7500 Flying Cloud Drive, Suite 800 Minneapolis | | MN | 55344 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/14/2003 | | 542 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | {1}------------------------------------------------  | Signature: | | | |------------|-------------------------------|--| | | | | | Title: | | | | | HAHALA On ANARIORA DELINGINAL | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ ## **CLIFTONLARSONALLEN WEALTH ADVISORS, LLC** ## **FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION** **YEAR ENDED DECEMBER 31, 2021** {3}------------------------------------------------ | REPORT<br>OF<br>INDEPENDENT<br>REGISTERED<br>PUBLIC<br>ACCOUNTING<br>FIRM | 1 | |------------------------------------------------------------------------------------------------------------------------------------------------|-----| | FINANCIAL<br>STATEMENTS | | | STATEMENT<br>OF<br>FINANCIAL<br>CONDITION | 2 | | NOTES<br>TO<br>FINANCIAL<br>STATEMENTS | 3Ͳ6 | | SUPPLEMENTAL<br>INFORMATION | | | SCHEDULE<br>I:<br>COMPUTATION<br>OF<br>NET<br>CAPITAL<br>UNDER<br>RULE<br>15C3Ͳ1 | 7Ͳ8 | | SCHEDULE<br>II:<br>COMPUTATION<br>FOR<br>DETERMINATION<br>OF<br>THE<br>RESERVE<br>REQUIREMENT<br>UNDER<br>EXHIBIT<br>A<br>OF<br>RULE<br>15C3Ͳ3 | 9 | | SCHEDULE<br>III:<br>INFORMATION<br>RELA…Read the full text as markdown