# MOORGATE SECURITIES LLC X-17A-5 (2019-02-28) — Broker-dealer annual report

- Company: MOORGATE SECURITIES LLC
- Form: X-17A-5
- Filed: 2019-02-28
- Period: 2018-12-31
- Accession: 0000944671-19-000018
- CIK: 1472676
- File #: 8-68393
- Material weakness: No
- Auditor: WithumSmith Brown, PC
- Auditor location: Whippany, NJ
- Contact: Michael Alexander
- Phone: 212.554.3898
- Signed by: Michael Alexander (Partner)

Original filing: https://www.sec.gov/Archives/edgar/data/1472676/000094467119000018/moorgatepublic.pdf

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X-17A-5

 0001472676
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 MOORGATE SECURITIES LLC

 1 ROCKEFELLER PLAZA, 24TH FLOOR
 NEW YORK
 NY
 10020

 Michael Alexander
 212.554.3898

 WithumSmith Brown, PC

 200 Jefferson Park
 Suite 400
 Whippany
 NJ
 07981

 Certified Public Accountant

 Michael Alexander
 MOORGATE SECURITIES LLC
 12-31-2018
 Michael Alexander
 Partner
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.