Full text of AEGIS ENERGY ADVISORS CORP.'s X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # AEGIS ENERGY ADVISORS CORP. STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2019 {1}------------------------------------------------ UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington,D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A·5 PARTlll** OMB APPROVAL OMB Number: 3235-0123 **Expires: August 31, 2020 Estimated average burden hoursoerresnnnse ..** ... **. 12.00** | SEC FILE NUMBER | |-----------------| | 8-48271 | FACING PAGE Information Required of Brokers and Dealers Pnrsuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ____<br>0_1f_0_1_/1_9 | __<br>AND ENDING | __<br>___<br>_<br>1_2_f3_1_f_1_9 | |--------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------|----------------------------------| | | MM/DD/YY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF BROKER-DEALER: Aegis Energy Advisors Corp. | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | 708 Third Avenue, 6th Floor | | | | | | (No- and Street) | | | | New York | NY | | 10017 | | | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Garfield L Miller Ill | | | 212.245.2552 | | | | | (Area Code-Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Berkower LLC | | | | | | (Name - if individual, state last, first. middle name) | | | | 517 Route One | lselin | NJ | 08830 | | (Address) | {City) | (State) | (Zip Code) | | CHECK ONE: | | | | | I yf I<br>certified Public Accountant | | | | | Public Accountant | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collectlon of **Information contained in this form are not required lo respond** unless the form displays a currently valid OMB control number. SEC 141 O (06-02) {2}-----------------------…Read the full text as markdown