Full text of D.M. KELLY & COMPANY's X-17A-5 filed 2025-03-21 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: EŽǀ͘ϯϬ͕ϮϬϮϲ Estimated average burden hours per response: # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-48398 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|--------------------------------------------|--|--| | | 01/01/2024 | | 12/31/2024 | | | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: _______________________________________________________________________ | D.M. Kelly & Company | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>܆<br>܆<br>Broker-dealer<br>■<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆<br>Security-based swap dealer | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 3900<br>Ingersoll<br>Ave,<br>_____________________________________________________________________________________ | Suite<br>300 | | | | | | | (No. and Street) | | | | | | Des<br>Moines<br>_____________________________________________________________________________________ | IA | | 50312 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Kathleen<br>Halliwell<br>_____________________________________________________________________________________ | 515-221-1133 | | khalliwell@dmkc.com | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | DeMarco<br>Sciacotta | Wilkens<br>&<br>Dunleavy | LLP | | | | | _____________________________________________________________________________________ | (Name – if individual, state last, first, and middle name) | | | | | | 20646<br>Abbey<br>Woods<br>Ct<br>NW,<br>_____________________________________________________________________________________ | Frankfort<br>Ste<br>201 | IL | 60423 | |…Read the full text as markdown