TRIBAL CAPITAL MARKETS, LLC X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of TRIBAL CAPITAL MARKETS, LLC's X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: TRIBAL CAPITAL MARKETS, LLC
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0000948390-17-000007
• CIK: 948390
• File #: 8-48460
• Material weakness: No
• Auditor: Sanville & Company
• Auditor location: Abington, PA
• Contact: Chad Kirschenblatt
• Phone: 5162229111
• Signed by: Alan Mele (Managing Partner)

Document text (excerpt)

X-17A-5 0000948390 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N TRIBAL CAPITAL MARKETS, LLC 42 BROADWAY 3RD FLOOR NEW YORK NY 10004 Chad Kirschenblatt 5162229111 Sanville & Company 1514 Old York Road Abington PA 19001 Certified Public Accountant Alan Mele TRIBAL CAPITAL MARKETS, LLC 12-31-2016 Alan Mele Managing Partner Y

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• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-01
• X-17A-5/A — 2017-04-07
• X-17A-5 — 2016-03-16
• X-17A-5 — 2015-03-03

Original filing on SEC EDGAR (source of record)