Full text of C2M SECURITIES, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Financial Statements and Supplemental Schedules Required by the U.S. Securities and Exchange Commission** **Including Independent Registered Public Accountant's Report Thereon** **For the Year-Ended December 31, 2022** {1}------------------------------------------------ # FINANCIAL STATEMENTS, FORM X-17A-5, PART III, SUPPLEMENTAL INFORMATION, AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ## DECEMBER 31, 2022 ## CONTENTS | FORM X-17A-5, PART III 1 - 2 | PAGE | |-------------------------------------------------------------------------------------------------------------|------| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 3 | | FINANCIAL STATEMENTS | | | Statement of Financial Condition | 4 | | Statement of Operations | 5 | | Statement of Changes in Member's Equity | 6 | | Statement of Cash Flows | 7 | | Notes to Financial Statements 8 - 10 | | | SUPPLEMENTAL INFORMATION – Schedule I<br>COMPUTATION OF NET CAPITAL UNDER RULE 15c3-1 | 11 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 12 | | MANAGEMENT'S REPORT ON EXEMPTION | 13 | | Exemption from the Computation for Determination of<br>Reserve Requirements Under Rule 15c3-3 - Schedule II | 14 | | Information for Possession or Control Requirements<br>Under Rule 15c3-3 – Exemption Report – Schedule III | 14 | {2}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | | |-----------------------------------------|-------------------------------------------------------------------------------------------------------------------------|---------|----------------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | | PART III | | 8-484466 | | | | | | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2022 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: C2M Securities, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | ■ Broker-dealer | | | | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | |…Read the full text as markdown