Full text of HEIM, YOUNG & ASSOCIATES, INC.'s X-17A-5 filed 2023-09-29 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM JUNE 30, 2023 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 48500 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 07/01/2022 AND ENDING 06/30/2023 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Heim Young & Associates, Inc. TYPE OF REGISTRANT (check all applicable boxes): 國 Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 1256 E. Kingsley St. | (No. and Street) | | | | |---------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|-------------------------|--| | Springfield | MO | | 65804 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Trinity Y. Lee | (417)882-7283 | | tlee@merceradvisors.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Davila Advisory, LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | 63122 | | | 10135 Manchester Rd. Ste. 206 St. Louis | | MO | | | | (Address) | (City) | (State) | (Zip Code) | | | 11/21/2019 | | 6667 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION I, Trinity Y. Lee , swear (or a…Read the full text as markdown