Full text of CORRELL CO. INVESTMENT SERVICES CORP.'s X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Correll Co. Investment Services Corp. Financial Statement Pursuant to SEC Rule 17a-5(d) December 31, 2018 # AVAILABLE FOR PUBLIC INSPECTION {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | I,<br>James C. Correll | | | , swear (or affirm) that, to the best of | |----------------------------------------------------------------------------------------------------------------------------------------------------------|------|----|---------------------------------------------------------------------------------------------------------------------------------| | my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of<br>Correll Co. Investment Services Corp. | | | -----------------'------------------------------,<br>as | | __________<br>of ___<br>D_ec_e_m_b_e_r_3_1 | ~ 20 | 18 | are true and correct. I further swear (or affirm) that | | | | | neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account | | classified solely as that of a customer, except as follows: | | | | | | | | | | | | | | | | | | | | | | | | | OFFICIAL SEAL | | | | | DEBRA J. LUCENTE<br>Notary Public - State of Illinois | | | Signature | | My Commission Expires 8/06/2020 | | | Preslden t | | | | | Title | | | | | | | | | | | | | | | | | This report** contains (check all applicable boxes):<br>0 (a) Facing Page. | | | | | 0 (b) Statement of Financial Condition. | | | | | D (cl<br>of Comprehensive Income (as defined in §210.1-02 of Regulation S-X). | | | Statement of Income (Loss) or, if there is other comprehensive income in the period(s) presented, a Statement | | Statement of Changes in Financial Condition.<br>(d) | | | | | §<br>Statement of Changes in Stockholders' Equity or Patiners' or Sole Proprietors' Capital.<br>(e) | | | | | Statement of Changes in Liabilities Subordinated to Claims of Creditors.<br>(f)<br>Computation of Net Capital.<br>(g) | | | | | Computation for Determination of Reserve Requirements Pursuant to Rule 15c3-3.<br>(h) | | | | | Information Relating to the Possession or Control Requirements Under Rule 15c3-3.<br>~<br>(i) | | | A Reconciliation, including appropriate explanation of the Computation of Net Capital Under Rule 15c3-l and the | | D<br>(j)<br>Computation for Determination of the Reserve Requirements Under Exhibit A of Rule 15c3-3. | | | | | D | | | (k) A Recon…Read the full text as markdown