Full text of KBFG SECURITIES AMERICA INC.'s X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-01 23 Expires: October 31 , 2023 Estimated average burden hours per response .. . 12.00 8-4865 1 SEC FILE NUMBER #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | |---------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | - | AND ENDING | 12/31/20 | | MM/DD/YY | | MM/00/YY | | | | | | | | | | | | OFFICIAL USE ONLY | | | | FIRMID. NO. | | | | | | | | | | | | 10019 | | (State) | | (Zip Code) | | | | | | | | | | | | (212) 897-1685<br>Telephone N<br>o.) | | | | | | | | | | | | | | | | | | | | | | | | | | | | 07981-1070 | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | REPORT FOR THE PERIOD BEGINNING<br>-----=-0=1 l-=-0"-'-112=0'--<br>(No. and Street)<br>NY<br>WithumSmith+Brown PC<br>(Name -<br>Whippany | -<br>A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1370 Avenue of the Americas Suite 2700<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>(Area Code -<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>if individual, state last, first, middle name)<br>NJ | *must be supporled by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).SEC* 1410 (3-9 1) {1}------------------------------------------------ # KBFG Securities America Inc. and Subsidiary Consolidated Financial Statements and Supplementary Schedules Pursuan…Read the full text as markdown