# SEQUOIA INVESTMENTS, INC. X-17A-5 (2020-02-10) — Broker-dealer annual report

- Company: SEQUOIA INVESTMENTS, INC.
- Form: X-17A-5
- Filed: 2020-02-10
- Period: 2019-12-31
- Accession: 0001002134-20-000001
- CIK: 1002134
- File #: 8-48712
- Material weakness: No
- Auditor: Rubio CPA
- Auditor location: Atlanta, GA
- Contact: Kenneth George
- Phone: 603-380-5435
- Signed by: Kenneth George (CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/1002134/000100213420000001/dec19_audit_sequoia_public1.pdf

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**Sequoia Investments, Inc. Statement of Financial Condition December 31, 2019**

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# **SEQUOIA INVESTMENTS, INC.**

## STATEMENT OF FINANCIAL CONDITION

## DECEMBER 31, 2019

### ASSETS

| Assets                       |              |
|------------------------------|--------------|
| Cash                         | \$<br>3,471  |
| Securities owned             | 588          |
| Deposit with clearing broker | 53,344       |
| Due from clearing broker     | 3,903        |
| Prepaid expenses             | 3,430        |
| Total assets                 | \$<br>64,736 |

#### LIABILITIES AND STOCKHOLDER'S EQUITY

| Liabilities                                |              |  |
|--------------------------------------------|--------------|--|
| Accounts payable and accrued expenses      | \$<br>5,578  |  |
| Commissions payable                        | 7,641        |  |
| Due to clearing broker                     | 4,111        |  |
| Total<br>liabilities                       | 17,330       |  |
| Stockholder's equity                       | 47,406       |  |
| Total liabilities and stockholder's equity | \$<br>64,736 |  |


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.