# CAMBRIDGE INVESTMENT RESEARCH, INC. X-17A-5 (2017-02-28) — Broker-dealer annual report

- Company: CAMBRIDGE INVESTMENT RESEARCH, INC.
- Form: X-17A-5
- Filed: 2017-02-28
- Period: 2016-12-31
- Accession: 0001002599-17-000003
- CIK: 1002599
- File #: 8-48740
- Material weakness: No
- Auditor: RSM US LLP
- Auditor location: Cedar Rapids, IA
- Contact: Carla Stone
- Phone: 641-472-5100
- Signed by: Carla Stone (First VP, Finance & Controller)

Original filing: https://www.sec.gov/Archives/edgar/data/1002599/000100259917000003/cirpublic.pdf

---

X-17A-5

 0001002599
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 CAMBRIDGE INVESTMENT RESEARCH, INC.

 1776 PLEASANT PLAIN RD.
 FAIRFIELD
 IA
 52556-8757

 Carla Stone
 641-472-5100

 RSM US LLP

 201 First St SE
 Suite 800
 Cedar Rapids
 IA
 52401

 Certified Public Accountant

 Carla Stone
 CAMBRIDGE INVESTMENT RESEARCH, INC.
 12-31-2016
 Carla Stone
 First VP, Finance & Controller
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.