# CAMBRIDGE INVESTMENT RESEARCH, INC. X-17A-5 (2020-02-26) — Broker-dealer annual report

- Company: CAMBRIDGE INVESTMENT RESEARCH, INC.
- Form: X-17A-5
- Filed: 2020-02-26
- Period: 2019-12-31
- Accession: 0001002599-20-000005
- CIK: 1002599
- File #: 8-48740
- Material weakness: No
- Auditor: RSM US LLP
- Auditor location: Waterloo, IA
- Contact: Carla Stone
- Phone: 641-472-5100
- Signed by: Carla Stone (FVP, Finance)

Original filing: https://www.sec.gov/Archives/edgar/data/1002599/000100259920000005/2public.pdf

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X-17A-5

 0001002599
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 CAMBRIDGE INVESTMENT RESEARCH, INC.

 1776 PLEASANT PLAIN RD.
 FAIRFIELD
 IA
 52556-8757

 Carla Stone
 641-472-5100

 RSM US LLP

 999 Home Plaza
 Suite 300
 Waterloo
 IA
 50701

 Certified Public Accountant

 Carla Stone
 CAMBRIDGE INVESTMENT RESEARCH, INC.
 12-31-2019
 Carla Stone
 FVP, Finance
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.