Full text of CITIZENS SECURITIES, INC.'s X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | 0MB APPROVAL | | |--------------------------------------------|----------------------| | 0MB Number | 3235-0123 | | Expires | November 30,<br>2026 | | Estimated avg burden<br>hours per response | 12 | | | SEC FILE NUMBER | | | 8-48744 | # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5** PART Ill # **FACING PAGE** # Information Required of Brokers and Dealers Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 # REPORT FOR THE PERIOD BEGINNING 01 /01 /25 AND ENDING 12/31 /25 # A. REGISTRANT IDENTIFICATION # NAME OF BROKER • DEALER: Citizens Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): Iii Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer > ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) One Citizens Bank Way Johnston, **RI 02919** NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT: Kevin J. **Carvalho 1·800-942-8300** # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report\* Deloitte & Touche LLP 115 Federal Street, Winthrop Center Floors 12-15 Boston, Massachusetts 02110 PCAOB Registration Date and Number: 10/ 20/03 #34 FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1 )(ii). {1}------------------------------------------------ # **OATH** OR AFFIRMATION I, Kevin J. Carvalho, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statements and supplemental schedules pertaining to the firm of Citizens Securities, Inc. as of and for the year ended December 31, 2025, are true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Signature Chief Financial Officer and FINOP Title This filing•• contains (check all applicable boxes): - l!l (a) Statement of financial condition. - D (b) Notes to consolidated statement of financial condition. l!l (c) Statement of income (loss) or, if there is other comp…Read the full text as markdown