Full text of WESTWOOD CAPITAL, LLC's X-17A-5 filed 2026-06-17 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | SEC FILE NUMBER 8-48745 MM/DD/YY FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/25 | AND ENDING 12/31/25 | |------------------------------------------|---------------------| |------------------------------------------|---------------------| MM/DD/YY A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: Westwood Capital, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer | | Security-based swap dealer | | Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 437 Madison Avenue, 24th Floor | | (No. and Street) | | | | |---------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------|-------------------------------------------|--| | New York | NY | | 10022 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jon Messersmith | 212-867-3200 | | jmessersmith@westwoodcapital.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Withum Smith + Brown | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | 200 Jefferson Park, Suite 400 | Whippany | NJ | 07981 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/08/03 | | PCAOB ID 100 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}-------------------…Read the full text as markdown