Full text of RESEARCH CAPITAL USA INC.'s X-17A-5 filed 2026-05-26 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,D.C.20549** | ANNUAL REPORTS | | |----------------|--| | FORM X-17A-5 | | | PART Ill | | | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | SEC FILE NUMBER 8-48795 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01 /25** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: RESEARCH CAPITAL USA INC. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer O Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING **03/31 /26** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | 199 BAY STREET SUITE 4500 | | |--|--|---------------------------|--| |--|--|---------------------------|--| | | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------|--|--------------------------------|-----------------------------|-----------------|-----------------------------------------| | TORONTO | | ONTARIO | | | M5L 1G2 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | ANDREW SELBIE<br>416-860-7615 | | | aselbie@researchcapital.com | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | | 333 BAY STREET SUITE 4600 TORONTO | | | | | ONTARIO M5L 1 G2 | | (Address) | | (City) | | (State) | (Zip Code) | | MAY 14, 2004 | | | #85 | | | | | | | | | (PCAOB R,g;m,tioo N,mbe,, ff appkable)I | | FOR OFFICIAl USE ONLY | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless…Read the full text as markdown