Full text of HIGGINS CAPITAL MANAGEMENT, INC.'s X-17A-5 filed 2026-02-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## HIGGINS CAPITAL MANAGEMENT, INC. FINANCIAL STATEMENTS DECEMBER 31, 2025 {1}------------------------------------------------ | | UNITED STATES | | | | | | |-----------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------|-----------------------------------------|--|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | | | | | | | | Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12 | | | | | | | ANNUAL REPORTS | | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER | | | | | | PART Ill | | 8-48921 | | | | | | | | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | --- | | | | | FILING FOR THE PERIOD BEGINNING | ----------<br>01/01/25<br>MM/DD/YY | AND ENDING | 12/3 1/=2-=-5<br>MM/DD/YY | | | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Higgins Capital Management, Inc. | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>g Broker-dealer | | | | | | | | D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | | | | --<br>2223 Avenida De La Playa, Suite 210<br>- | ----.,.,(N.,o-. a_n_d,,S""tr-ee,tT") | | ----------------- | | | | | | | | | | | | | La Jolla | California | | 92037-3218 | | | | | (City) | (State) | | (Zip code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Deborah M. Higgins:_ ____ | ---,.,.--_.;(8 o_o:.,)=-7-r-16-.-_6_51,0,-,---r--.----:.d-::e:--b_b::-- | | | | | | | (Name) | (Area Code -Telephone Number) | ie~@'."':h_ig,g~in_s_c_a pi_ta_l._co---: m<br>(Email Address) | | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | | | Dylan Floyd Accounting & Consulting<br>• | | | _ | | | | | | | | | | | | | | --;:( N::-a_m_e __ -;i.,f i'""n,.,di'""'vi,d-ua"Tl,_s.,ta, te,I.--as,.t,,f"""ir,. st-, a-n,d-m~id"Td.,.,.le-na…Read the full text as markdown