Full text of WAVELAND CAPITAL PARTNERS LLC's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT QMB APPROVAL QMB Number. 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response . ... . 12.00 # FORM X-17A-5 PART III | SEC FILE NUMBER | | | |-----------------|--|--| | 8-48962 | | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINING | JANUARY 1, 2020 | AND ENDING | DECEMBER 31, 2020 | |---------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------|------------|-----------------------------| | | MM/DD/YY | | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | WAVELAND CAPITAL PARTNERS LLC | | | | NAME OF BROKER DEALER: | | | OFFICAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | 19800 MACARTHUR BLVD, SUITE 650 | | | | | (No. and Street) | | | | IRVINE | CA | | 92612 | | (City) | (State) | | (Zip Code) | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | 949-706-5000 | | MICHAEL GREER | | | (Area Code - Telephone No.) | | | | | | | | B. ACCOUNTANT DESIGNATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report® | | | | | | | | | | | OHAB AND COMPANY, PA<br>(Name - if individual, state last, first, middle name) | | | | 100 E. SYBELIA AVENUE, SUITE 130, MAITLAND | | FLORIDA | 32751 | | (Address and City) | | (State) | (Zip Code) | | | | | | | CHECK ONE: | | | | | X Certified Public Accountant | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | * Claims for warning from the ranivel purit of the covered by the oninion of an independent michic accountion | | | | Claims for exemption from the requirement that the annual audit be covered by the op must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form are required to respond unless the form displays a current valid OMB control number. SEC 1410 (11-05) {1}----…Read the full text as markdown