Full text of TEMPER OF THE TIMES INVESTOR SERVICES, INC.'s X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: August 31, 2020 | | Estimated average burden | | hours per response 12.00 | SEC FILE NUMBER 8-48981 ### ANNUAL AUDITED REPORT FORM X-17A-5 PART III #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | | 01/01/19<br>MM/DD/YY | AND ENDING | 12/31/19<br>MM/DD/YY | | | | |--------------------------------------------------------------------------|------------------|--------------------------------------------------------|---------------|-----------------------------------------------|--|--|--| | A. REGISTRANT IDENTICATION | | | | | | | | | NAME OF BROKER - DEALER: | | | | | | | | | Temper of the Times Investor Services, Inc. | | | | OFFICIAL USE ONLY<br>FIRM ID. NO. | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | 111 Pleasant Ridge Road | (No. and Street) | | | | | | | | Harrison, NY 10528<br>(City) | (State) | | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | Leonard Barenboim | | | | (914) 925-0022<br>(Area Code - Telephone No.) | | | | | | | B. ACCOUNTANT DESIDENTIBICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | Berkower LLC | | | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 517 Route One, Suite 4103<br>(Address) | lselin<br>(City) | | NJ<br>(State) | 08830<br>(Zip Code) | | | | | CHECK ONE:<br>Certified Public Accountant<br>×<br>Public Accountant | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the covered by the opinion of an independent public accountant must be supported by a statement Of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). SEC 1410 (06-02) {1}------------------------------------------------ #### OATH OR AFFIRMATION I, Leonard Barenboim, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statements and supporting schedules pertaining to the firm of Tem…Read the full text as markdown