# GUGGENHEIM SECURITIES, LLC X-17A-5 (2018-03-01) — Broker-dealer annual report

- Company: GUGGENHEIM SECURITIES, LLC
- Form: X-17A-5
- Filed: 2018-03-01
- Period: 2017-12-31
- Accession: 0001009953-18-000002
- CIK: 1009953
- File #: 8-49107
- Material weakness: No
- Auditor: KPMG LLP
- Auditor location: New York, NY
- Contact: Christopher Paolino
- Phone: 212-338-8836
- Signed by: Allan M. Katz (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1009953/000100995318000002/guggsecspublicfinal.pdf

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X-17A-5

 0001009953
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N

 GUGGENHEIM SECURITIES, LLC

 330 MADISON AVENUE
 8TH FLOOR
 NEW YORK
 NY
 10017

 Christopher Paolino
 212-338-8836

 KPMG LLP

 345 Park Avenue
 New York
 NY
 10154

 Certified Public Accountant

 Allan M. Katz
 GUGGENHEIM SECURITIES, LLC
 03-01-2018
 Allan M. Katz
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.