Full text of CAPITAL INVESTMENT BROKERAGE, INC.'s X-17A-5 filed 2026-07-01 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplementary Information Years Ended December 31, 2025 and 2024 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-49118 **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 0110112025 | ---------- | AND ENDING 1213112025 | ----------- | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-------------|-------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Capital Investment Brokerage, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | | 100 East Six Forks Road, Suite 200 | | | | | | | (No. and Street) | | | | | Raleigh | NC | | 27609 | | | (City) | | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Richard K. Bryant | 9198312370 | | | rkbryant@capital-invest.com | | (Name) | (Area Code -Telephone Number)<br>(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Batchelor Tillery & Roberts, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 3605 Glenwood Avenue, Suite 350 | Raleigh | | NC | 27612 | | (Address) | (City) | | (State) | (Zip Code) | | 2009 | | 3675 | | | | rte of Registrat;oo with PCAOB)(;f applicableJ | | | | I<br>(PCAOB Registrntioo N,mbec, if applicabl,J | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-…Read the full text as markdown