Full text of NORTHERN CAPITAL SECURITIES CORPORATION's X-17A-5 filed 2025-12-17 (period 2025-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION **Washington, D.C. 20549** ### **ANNUAL REPORTS FORM X-17A-S PART Ill** | FACING PAGE | | | | | |-------------|--|--|--|--| |-------------|--|--|--|--| | OMBAPPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | | | | SEC Fl LE NUMBER | | | 8-49737 | | | | | Information Required Pursuant to Rules 17a-5, 17a.;12, and lBa-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 11 /Q 1 /24 | | ANO ENDING 1 Q/31 /25 | | |-------------------------------------------------------|------------------------------|-----------------------|--| | | MM/DD/YY | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: NORTHERN CAPITAL SECURITIES CORPORATION | | | | TYPE OF REGISTRANT (check all applicable boxes): [!l Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 50 HIGH STREET | 4TH FLOOR | | |----------------|------------------|------------| | | (No. and Street) | | | NORTH ANDOVER | MA | 01845 | | (City) | (State) | (Zip Code) | #### PERSON TO CONT ACT WITH REGARD TO THIS FILING | DAVID OLDAKER | 978-824-2601 | | OGO@NORTHERNCAPITAL.COM | | |---------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | LARRY LIBERFARB, PC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 11 VANDERBILT AVENUE #220 | NORWOOD | MA | 02062 | | | (Address) | (City) | (State) | (Zip Code) | | | 1/10/2006 | | 2560 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY. | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable…Read the full text as markdown