# YOUNG & PARTNERS LLC X-17A-5 (2026-03-06) — Broker-dealer annual report

- Company: YOUNG & PARTNERS LLC
- Form: X-17A-5
- Filed: 2026-03-06
- Period: 2025-12-31
- Accession: 0001010808-26-000003
- CIK: 1010808
- File #: 8-49155
- Type: Broker-dealer
- Material weakness: No
- Auditor: Citrin Cooperman LLP
- Auditor location: New York, NY
- Contact: Peter Young
- Phone: 2126825555
- Email: pyoung@youngandpartners.com
- Website: youngandpartners.com
- Signed by: Peter Young (CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1010808/000101080826000003/Public3.pdf

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|                                                            | UNITED STATES                                                                                             |                 | OMB APPROVAL<br>OMB Number: 3235-0123      |
|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------|
|                                                            | SECURITIES AND EXCHANGE COMMISSION                                                                        |                 | Expires: Nov. 30, 2026                     |
|                                                            | Washington, D.C. 20549                                                                                    |                 | Estimated average burden                   |
|                                                            |                                                                                                           |                 | hours per response: 12                     |
|                                                            | ANNUAL REPORTS                                                                                            |                 | SEC FILE NUMBER                            |
|                                                            | FORM X-17A-5                                                                                              |                 | 8/49155                                    |
|                                                            | PART III                                                                                                  |                 | 8-49155                                    |
|                                                            | FACING PAGE                                                                                               |                 |                                            |
|                                                            | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 |                 |                                            |
| FILING FOR THE PERIOD BEGINNING 01/01/25                   | AND ENDING                                                                                                |                 | 12/31/25                                   |
|                                                            | MM/DD/YY                                                                                                  |                 | MM/DD/YY                                   |
|                                                            | A. REGISTRANT IDENTIFICATION                                                                              |                 |                                            |
| NAME OF FIRM: Young & Partners LLC                         |                                                                                                           |                 |                                            |
|                                                            |                                                                                                           |                 |                                            |
| TYPE OF REGISTRANT (check all applicable boxes):           |                                                                                                           |                 |                                            |
| Broker-dealer ☐ Security-based swap dealer                 |                                                                                                           |                 | Major security-based swap participant      |
| Check here if respondent is also an OTC derivatives dealer |                                                                                                           |                 |                                            |
|                                                            | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)                                       |                 |                                            |
| 535 Fifth Avenue, 4th Floor                                |                                                                                                           |                 |                                            |
|                                                            | (No. and Street)                                                                                          |                 |                                            |
| New York                                                   | New York                                                                                                  |                 | 10017                                      |
| (City)                                                     | (State)                                                                                                   |                 | (Zip Code)                                 |
| PERSON TO CONTACT WITH REGARD TO THIS FILING               |                                                                                                           |                 |                                            |
| Peter Young                                                | 212-682-5555                                                                                              |                 | pyoung@youngandpartners.com                |
| (Name)                                                     | (Area Code - Telephone Number)                                                                            | (Email Address) |                                            |
|                                                            | B. АCСOUNTANT IDENTIFICATION                                                                              |                 |                                            |
|                                                            |                                                                                                           |                 |                                            |
|                                                            | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*                                 |                 |                                            |
| Citrin Cooperman & Company LLP                             |                                                                                                           |                 |                                            |
|                                                            | (Name - if individual, state last, first, and middle name)                                                |                 |                                            |
| 50 Rockefeller Plaza                                       | New York                                                                                                  | NY              | 10020                                      |
|                                                            | (City)                                                                                                    | (State)         | (Zip Code)                                 |
| (Address)                                                  |                                                                                                           |                 |                                            |
| November 2, 2005                                           |                                                                                                           | 2468            |                                            |
| (Date of Registration with PCAOB)(if applicable)           |                                                                                                           |                 |                                            |
|                                                            | FOR OFFICIAL USE ONLY                                                                                     |                 | (PCAOB Registration Number, if applicable) |

Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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## OATH OR AFFIRMATION

| 1. Peter Young                                                  | swear (or affirm) that, to the best of my knowledge and belief,<br>the                                                              |
|-----------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|
| financial report pertaining to the firm of Young & Partners LLC | of<br>as                                                                                                                            |
| 12/31                                                           | _2 025 is true and correct. I further swear (or affirm) that neither the company nor any                                            |
|                                                                 | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely |
| as that of a customer.                                          | ouy<br>skenatatм                                                                                                                    |
|                                                                 | Title:                                                                                                                              |

CEO and President

Notary Public

## This filing\*\* contains (check all applicable boxes):

- (a) Statement of financial condition.
- (b) Notes to consolidated statement of financial condition.
- (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, <sup>a</sup> statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X).
- (d) Statement of cash flows.
- (e) Statement of changes in stockholders' or partners' or sole proprietor's equity.
- (f) Statement of changes in liabilities subordinated to claims of creditors.
- (g) Notes to consolidated financial statements.
- (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable.
- (i) Computation of tangible net worth under <sup>17</sup> CFR 240.18a-2.
- (j) Computation for determination of customer reserve requirements pursuant to Exhibit <sup>A</sup> to <sup>17</sup> CFR 240.15c3-3.
- (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit <sup>B</sup> to <sup>17</sup> CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable.
- (1) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3.
- D (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3.
- (n) Information relating to possession or control requirements for security-based swap customers under <sup>17</sup> CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable.
- (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or <sup>a</sup> statement that no material differences exist.
- (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition.
- (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or <sup>17</sup> CFR 240.18a-7, as applicable.
- (r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- (s) Exemption report in accordance with 17 CFR 240.17a-5 or <sup>17</sup> CFR 240.18a-7, as applicable.
- (t) Independent public accountant's report based on an examination of the statement of financial condition.
- (u) Independent public accountant's report based on an examination of the financial report or financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or <sup>17</sup> CFR 240.17a-12, as applicable.
- (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.
- (w) Independent public accountant's report based on <sup>a</sup> review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicabie.
- (x) Supplemental reports on applying agreed-upon procedures, in accordance with <sup>17</sup> CFR 240.15c3-1e or <sup>17</sup> CFR 240.17a-12, as applicable.
- (y) Report describing any material inadequacies found to exist or found to have existed since the date of the previous audit, or <sup>a</sup> statement that no material inadequacies exist, under 17 CFR 240.17a-12(k).
- (z) Other:
- \*\*To request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5(e)(3) or 17 CFR 240.18a-7(d)(2), as applicable.


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.
