Full text of S.L. REED & COMPANY's X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** 8-49178 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2024** AND ENDING **12/31/2024** MM/DD/VY MM/DD/VY #### **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: S.L. Reed & Company TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 11111 Santa Monica Blvd., Suite 1200 | | (No. and Street) | | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|-------------------------------|--| | Los Angeles | California | 90025 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Joseph Robillard | 310-893-3030 | robillard@windwardcapital.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>LMHS, P.C. -Certified Public Accountants and Advisors | | | | | (Name - if individual, state last, first, and middle name) | | | | | 80 Washington Street, Bldg S Norwell | | MA<br>02061 | | | (Address) | (City) | (State) | (Zip Code) | |-----------|-----------------------|---------|------------| | 2/24/2009 | | 3373 | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Joseph Robillard | swear (or affirm) that, to the best of my knowle…Read the full text as markdown