Full text of UNITED CAPITAL MARKETS, INC.'s X-17A-5 filed 2026-03-04 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ 8-49253 | 01/01/2025<br>12/31/2025 | | | | | | |--------------------------------------|----------------------|---------------------------|-------|-------|--| | | | | | | | | | | | | | | | UNITED | CAPITAL<br>MARKETS | INC. | | | | | ■ | | | | | | | | | | | | | | 2665<br>S<br>BAYSHORE<br>DR. | PH<br>1 | | | | | | | | | | | | | MIAMI | FL | | 33133 | | | | | | | | | | | | | | | | | | MICHAEL<br>NELSON | (305)<br>365-0527 | MNELSON@UNITEDCAPITAL.COM | | | | | | | | | | | | | | | | | | | BAKER<br>TILLY<br>US,<br>LLP | | | | | | | | | | | | | | 1301<br>RIVERPLACE<br>BLVD,<br>SUITE | JACKSONVILLE<br>2400 | | FL | 32207 | | | | | | | | | | 10/22/03 | | 23 | | | | | | | | | | | {1}------------------------------------------------ | DENNIS JOHN DEVANEY | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | tinancial report pertaining to the firm of UNITED CAPITAL MARKETS INC.<br>12/31 | as of<br>2 025 , is true and correct. I further swear (or affirm) that neither the company nor any | | | as that of a customer.<br>MICHAEL DOUGLAS NELSON<br>Notary Public - State of Florida<br>Commission # HH 363102<br>My Comm. Expires May 4, 2027<br>Bonded through National Notary Assn. | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in anyactory, as the solely<br>Signature:<br>Title:<br>CEO | | - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ # **UNITED CAPITAL MARKETS, INC.** **Financial Statements and Report of Independent Registered Public Accounting Firm Year Ended December 31, 2025** {3}------------------------------------------------ # **Contents** | Report of Independent Registered Public Accounting Firm | 2-3 | | |-------------------------------------------------------------------------------------------------|--------|--| | Financial Statements | | | | Statement of financial condition | 4 | | | Statement of operations | 5 | | | Statement of changes in Stockholder's equity | 6 | | | Statement of cash flows | 7 | | | Notes to financial statements | 8 - 16…Read the full text as markdown